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April 2003 Join Now

Special Report: The Integrated Deepwater System

The Coast Guard's Closest Point of Approach to Maritime Homeland Security

By THOMAS H. COLLINS

Adm. Thomas H. Collins is Commandant of the United States Coast Guard.

The Coast Guard passed a historic milestone with its transfer to the Department of Homeland Security (DHS) on 1 March 2003. Its realignment with 21 other agencies into the new federal department unites the nation's efforts behind the compelling and urgent mission of protecting the American people from another terrorist attack.

This unity of effort, coupled with the department's clear lines of authority and command under DHS Secretary Tom Ridge, will bear rich security dividends for the citizens of our country. There are many other important implications for the Coast Guard itself. As Secretary Ridge testified before Congress during his confirmation hearing on 22 January, "The Coast Guard's fundamental responsibilities--preparedness, protection, response, and recovery--cut across all facets of the department's mission."

The Coast Guard's transition associated with this realignment has gone incredibly well. A central feature of that transition has been, and will remain, our traditional hallmark of operational excellence as a military, maritime, and multimission service.

Critical to the Coast Guard's readiness to perform its expanded homeland- security tasks while concurrently carrying out its other traditional missions is attaining additional capacity and capability within our force structure.

The Coast Guard's homeland security "build-out" has benefited from a fast start. The unprecedented growth in our operating budget during the past two years has started us down the path we must follow to acquire the resource capacity and new capabilities so desperately needed to meet the growing demand for our services at home and overseas. With the strong support of DHS and the Department of Transportation, and of the U.S. Congress, these funding increases have allowed the Coast Guard to implement the president's strategy for maritime homeland security, sustain our traditional missions near their pre-9/11 levels, and maintain the Coast Guard's always high standards of operational excellence.

The president's fiscal year (FY) 2004 budget request will enable the Coast Guard to continue our multiyear plan to meet the challenges that our operational commanders face in the field. It would provide the Coast Guard with another 10 percent increase ($614 million) over the president's FY 2003 budget request. The service's FY 2004 budget includes $65 million to deploy six new Coast Guard Maritime Safety and Security Teams to respond to terrorist threats or incidents in domestic ports and waterways. It provides an additional $53 million to buy nine Coast Guard coastal patrol boats to serve as vessel escorts in U.S. ports. It also includes funding for an additional 2,000 new personnel billets.

Looking to the future, our "system of systems" IDS (Integrated Deepwater System) program is central to our ability to build and maintain operational excellence across our full range of missions, especially homeland security. It has solid backing from the administration, with $500 million included in the president's FY 2004 budget request.
The imperative to recapitalize the Coast Guard's aging platforms and systems has never been more evident if we are to achieve needed levels of future readiness. I have said on many occasions that our Deepwater recapitalization program was important before 9/11. In light of today's increased maritime threats to the nation's security, it is not just important--it is urgent.

Strategic Alignment

Before discussing the relevance of IDS to maritime homeland security, it is important to understand the challenges presented by the tasks assigned to us. The current increased focus on maritime homeland security reflects a Coast Guard legacy extending back to the earliest days of our republic. Now--as then--the world's oceans provide the primary trade routes for commercial goods and raw materials entering and leaving the United States. The protection of trade, commerce, and recreation along our shores remains vital to our nation's prosperity.

Today, the Coast Guard serves as: (1) the lead federal agency for maritime homeland security when responses require action by civil authorities; (2) the Federal Maritime Security Coordinator in the U.S. ports designated by the Maritime Transportation Security Act of 2002; (3) a supporting agency to the Federal Emergency Management Agency for declared disasters or emergencies under the Federal Response Plan; (4) a supporting agency to the lead federal agency for specific events postulated by the provisions of the current U.S. Government Interagency Domestic Terrorism Concept of Operations Plan; and (5) as a supporting or supported commander for military operations under Title 10 U.S. Code.

Mindful of this complex charter and the need for strategic alignment, we have moved aggressively during the past year to protect the U.S. maritime domain and the U.S. Marine Transportation System against terrorist threats. At the same time, we have moved to ensure that our properly heightened priority for maritime security is balanced against the statutory requirements covering such other critical operations as search and rescue, fisheries enforcement, pollution response, and aids to navigation. The Homeland Security Act of 2002 mandates that we meet these requirements--and we will.

The United States faces a terrorist threat that is without precedent in terms of its origin, motives, scope, and complexity. The immense dimensions of the U.S. maritime border--nearly 95,000 miles of open shoreline, 25,000 miles of navigable waterways, more than 3.4 million square miles of exclusive economic zone, and 361 seaports--compounds the difficulty of the security challenge before us. Our maritime border serves as a gateway for approximately 95 percent of all noncontiguous U.S. trade, which now contributes almost $750 billion annually to the nation's gross national product, and is expected to further increase in the future.

The Coast Guard's Maritime Strategy for Homeland Security was developed during the past year to directly support the National Strategy for Homeland Security and the National Security Strategy of the United States. Our strategy for the U.S. maritime domain is built on several main pillars: preventing terrorist attacks; reducing vulnerabilities to attack; protecting population centers, critical infrastructure, and the Marine Transportation System; and minimizing the damage caused by, and recovering from, any attacks that do occur.

The Coast Guard's strategic approach to maritime homeland security places a premium on identifying and intercepting threats well before they reach U.S. shores by: (1) conducting layered, multi-agency, maritime security operations; (2) strengthening the security of our strategic economic and military ports; and (3) building on current international security efforts.

We increase our prospects for acquiring awareness and knowledge about the maritime domain when we give Coast Guard crews multiple opportunities to prosecute potential threats in a layered defense extending across the entire maritime domain of domestic waters (ports and waterways), border and coastal areas (coastal and maritime approaches), and foreign regions (the high seas and foreign ports). Our strategy recognizes that terrorists can strike at or within U.S. ports, coastal regions, and waterways--or set such attacks in motion during ocean transits well beyond the nation's territorial sea.

The need for a layered defense, extending hundreds of miles to sea, to provide the levels of maritime security needed has stood the test of time. The Coast Guard not only must build a line of defense in close proximity to our highest-value targets, but also project our defenses seaward. Our goal is to provide needed security improvements--to deter, detect, disrupt, and destroy terrorist threats--while preserving and promoting U.S. prosperity by providing for the efficient flow of seaborne commerce. We have defined our strategy, are building our competencies to meet new requirements, and are transitioning in earnest.

Since the terrorist attacks of 9/11, ships bound for the United States, regardless of registry, face a multilayered interagency security screening process that extends well beyond the enforcement of traditional safety,

nvironmental, and operational standards. Each incoming vessels must now provide a 96-hour advance notice of arrival to the Coast Guard's National Vessel Movement Center. Crew and passenger information, cargo details, and voyage history all must be reported.

Highly trained and specially equipped Maritime Safety and Security Teams add an extra layer of security and quick-response capabilities in key U.S. ports. An expanded Sea Marshal program and random boardings also improve security and help us to retain the initiative and element of surprise.

These necessary measures have improved our capability to "push out our maritime borders," which President Bush has correctly prescribed as the most effective way to achieve maritime homeland security. Those measures are by no means sufficient, however. To push our borders out effectively, we will need new technology for better surveillance, secure communications, and more efficient command-and-control systems. We also will need broader coverage of the air and water approaches to our shores.

In the entire history of the Coast Guard it has never been more important or urgent to recapitalize our aging fleet of vessels and aircraft, and to provide them the network-centric capabilities needed both to communicate effectively and to coordinate their collective efforts. That is precisely what we intend to do through our Integrated Deepwater
System.

The Importance of the Integrated Deepwater System

The near-term program initiatives we are taking to implement the strategic elements of our maritime homeland security plan are closely linked to the additional capacity and new capabilities that the Integrated Deepwater System will deliver to the Coast Guard when the platforms and systems envisioned in this program begin to enter service. Deepwater will contribute measurably to increased maritime domain awareness, enhanced security operations, modernized security capabilities and competencies, and increased readiness for homeland defense, all of which are key elements of our Maritime Homeland Security Strategy.

During the development and implementation of that strategy, the Integrated Deepwater System's critical linkage to maritime homeland security and future readiness came into sharp focus as we refined and aligned our strategy, resources, and programs to reflect today's realities.

Many of the traditional activities of the Coast Guard--emergency preparedness and response, for example, as well as maritime law enforcement--already are aligned with the maritime homeland security mission, while strategic planning documents underscore the relevance and priority of fleet-wide modernization. The National Strategy for Homeland Security states specifically that the president "is committed to building a strong and effective Coast Guard and will continue to support the recapitalization of the Coast Guard's aging fleet, as well as target improvements in the areas of maritime domain awareness, command-and-control systems, and shore-side facilities."

Over the next 20 years, Deepwater will transform the Coast Guard's operational capabilities in nearly all mission sets. The new vessels, aerial platforms, and systems provided by the Deepwater program will improve performance significantly across the Department of Homeland Security as the Coast Guard's operations become more closely integrated with those of the Department's other agencies. Deepwater will give the American people a vastly more capable, reliable, productive, and cost-effective Coast Guard.

The Deepwater recapitalization plan, developed over the past six years, was premised on the reality that nearly all of our major platforms--110-foot patrol boats, large cutters, fixed-wing aircraft, and helicopters--will reach the end of their service lives during the current decade. Some of our older cutters saw service in World War II!

Simply stated, the growing requirement for Coast Guard services is exceeding the availability of assets possessing the operational capabilities required. The Maritime Transportation Security Act of 2002, for example, increases our focus in ports across the country, grants new authorities, and extends (from three to 12 miles) our jurisdiction over foreign-flag ships. Most of the responsibility for meeting the increased operational requirements assigned under the Act falls to the Coast Guard itself.

Our operational tempo--characterized by expanded maritime-security operations, which are projected to consume approximately 44 percent of our operating budget this year--has been described as a "new normalcy" for the Coast Guard's operating forces. In recent months, our area and district commanders have balanced their many competing high-priority requirements to ensure that appropriate emphasis also is placed on our traditional missions. This is, however, an increasingly challenging balancing act--for a number of reasons.

The operational readiness of nearly all of our major legacy platforms continues on a downward trend. All classes of cutters, for example, are experiencing a steady decline in readiness that has taken them well below our target levels. Our goal is to be underway, free of major machinery or equipment casualties, 72 percent of the time. At the end of 2001, our 378-foot high-endurance cutters were free of major casualties in the "C3" and "C4" readiness categories (the two lowest categories of material readiness included in the Department of Defense's four-tiered system) only 27 percent of the time. Nearly half (22) of our 49 110-foot patrol boats have experienced significant degradation in hull integrity.

In the skies, our HC-130H long-range search aircraft benefited from an infusion of program funding in recent years, but only the HH-65 helicopter meets our target of 71 percent availability. Many of our aircraft also continue to operate with obsolete sensors or systems possessing limited capabilities.

Current connectivity deficiencies--another reflection on the limitations imposed by aging legacy systems and our previous platform-centric acquisition practices--are especially worrisome, given today's compelling need to be able to communicate data and information quickly to many interagency players on an international playing field.
The need to support and maintain a platform-centric and antiquated force also presents extraordinary logistical challenges. I am constantly impressed by the way our young men and women are able--mostly through their hard work and ingenuity--to keep our aircraft flying and our cutters at sea. Deepwater's Integrated Logistics System will give the Coast Guard a continuous and total logistics support capability that will span the range of our operational requirements at both the system-wide and platform levels.

The Coast Guard's spiral of declining readiness is the compound result of many factors: deferred modernization, aging assets, increased maintenance, higher total-ownership costs, and past funding migration to support current operations. Fortunately, the past two years' funding increases to the Coast Guard's operating budget, and the president's proposed budget for fiscal year 2004, will allow us to apply critically needed resources to address our most pressing near-term readiness concerns.

Our FY 2003 budget includes the largest funding increase in the Coast Guard's history--more than $913 million in new operating expenses, more than $101 million in capital assets, and, when combined with the FY 2002 supplemental, the funding needed to pay for 2,000 new billets. The FY 2004 budget proposed by the president will allow us to recapitalize legacy assets and pay for Rescue 21 (the nation's primary maritime distress system for coastal waters), build-out our homeland-security capabilities, and sustain our traditional mission levels.

The president's FY 2004 request for $500 million for Deepwater recapitalization will provide funding for: (a) our first National Security Cutter; (b) the conversion of five 110-foot Island-class patrol boats to 123-foot patrol craft: (c) the acquisition of seven short-range "Prosecutor" small boats; (d) continued development of the Deepwater integrated C4ISR and logistics systems; and (e) a range of enhancement projects for legacy surface and air platforms.

An Integrated System of Systems

Last June's contract award to Integrated Coast Guard Systems, a joint venture between Lockheed Martin and Northrop Grumman, opened an exciting chapter in the Coast Guard's recapitalization and transformation program. Deepwater places the Coast Guard on a clearly defined course for future operational excellence and an improved ability to safeguard the nation's maritime security.

Just as we have aligned our strategy, resources, and programs to support today's national-security requirements, so too is the Deepwater program aligned to provide our future forces with the modern platforms and improved capabilities they will need to perform the Coast Guard's traditional mission-task sequence of surveil, detect, classify, identify, and prosecute.

The Deepwater program entails far more than the progressive modernization and eventual replacement of our aging inventory of cutters, patrol boats, fixed-wing aircraft, and helicopters. Most importantly, it provides an integrated system-of-systems approach to upgrade existing legacy assets through a low-risk transition to full capability with new platforms--including unmanned aerial vehicles and highly improved systems for C4ISR (command, control, communications, computers, intelligence, surveillance, reconnaissance) and integrated logistics.

In February, for example, Bell Helicopter, a subsidiary of Textron Inc., was awarded a contract for its tiltrotor vertical-launch unmanned aerial vehicle (VUAV)--the Eagle Eye--to commence concept and preliminary design work for the first phase of the UAV portion of the Deepwater program. The contract calls for Bell to design, develop, and build three prototype Eagle Eyes for testing by 2005.

Also in February, the 110-foot USCGC Matagorda became the first of our 49 Island-class patrol boats to enter the Bollinger shipyard in Lockport, La., to undergo conversion to a 123-foot vessel with upgraded operational capabilities. The modifications planned include the fitting of a stern ramp to enhance small-boat launch-and-recovery operations. The Short-Range Prosecutor, our new seven-meter boat, will add to the patrol craft's capabilities. A new deckhouse, new berthing compartments, a new galley, an improved air-conditioning system, and other enhancements will improve habitability and quality of life for the crew when they are underway.

The Coast Guard's inventory of HH-60J and HH-65 helicopters also will be modernized with new avionics or other system improvements over the next five years. New maritime patrol aircraft, helicopters, and VUAVs will significantly improve our surface-surveillance capacity and capabilities. Deepwater's total-aviation solution of manned and unmanned platforms, at completion, will deliver 80 percent more flight hours than today's legacy systems. Although originally conceived with "deepwater" missions in mind, their suitability for a wide range of homeland-security operations is clear.

Deepwater also will improve the Coast Guard's operational capacity through upgrades to multiple command facilities ashore and to a majority of our major legacy cutters.

Deepwater's three new classes of cutters will be designed for improved sea keeping and higher sustained transit speeds, greater endurance and range, and the launch and recovery, in higher sea states, of improved small boats, helicopters, and unmanned aerial vehicles. We have arrangements in place to leverage the Navy's work in developing its new Littoral Combat Ship and family of ships as part of the updated National Fleet agreement I signed last July with the chief of naval operations, Adm. Vern Clark.

Our new cutters and aerial platforms will permit greater integration and full interoperability among our own assets and those of the U.S. Navy. Our allies and friends overseas also are interested in the possibility of adopting Deepwater assets to meet their own recapitalization requirements.

In addition to their improved operational capabilities and ease of maintenance, the modern platforms provided by Deepwater will be safer for our men and women to operate both at sea and in the air--they also will reduce today's worrisome potential for shipboard fires, for single-engine aircraft landings, and for accidents similar to one dangerous incident in which a boat davit failed from metal fatigue after decades of exposure to the corrosive effects of seawater.

In the context of maritime homeland security, perhaps Deepwater's most significant capability enhancement will be in the area of C4ISR. Deepwater's C4ISR system is structured so that new capabilities are designed, developed, integrated, and tested in increments.

The Deepwater C4ISR system will play a key in improving our ability to develop an improved maritime domain awareness capability focused on meeting the information needs of operational decision makers and tactical commanders engaged in operations at sea, ashore, and in the air. This network-centric system is being designed to ensure that we will possess and maintain seamless interoperability with the forces and agencies of the Departments of Defense and Homeland Security as well as a broad spectrum of other federal, state, and local agencies--in short, it will be a true force multiplier in the fullest sense.

In addition to its contributions to maritime domain awareness, Deepwater's C4ISR system will be a key building block in our goal of enabling operational commanders to share a common operational picture so they can employ forces more productively and manage risk wisely.

The requirements for Deepwater's C4ISR architecture call for it to be fully interoperable with Rescue 21. Full integration of IDS with Rescue 21 will enhance our force-allocation capabilities within U.S. coastal areas. The ability to exchange both distress and security-related data between surface, air, and shore assets will serve as a force multiplier both in the prosecution of SAR emergencies and in our ability to acquire maritime domain awareness, greatly improving the effectiveness of harbor-security operations.

Inherent Flexibility and Utility

Although the Integrated Deepwater System's platforms will be designed to incorporate the robust operational capabilities needed to carry out the most challenging open-ocean missions, they also will offer national decision makers the inherent flexibility and utility common to all naval forces.

The Integrated Deepwater System will lead to the Coast Guard's transformational alignment--an ongoing process entailing major intellectual, cultural, and technological changes. It will create joint competencies and partnerships from separate individual-service and agency capabilities. Deepwater is in many ways, therefore, our pathway to the Coast Guard's future operational excellence and mission balance.

Keeping the Deepwater program on course for successful execution is one of my highest priorities, because it will provide the fastest and most efficient way to improve our nation's maritime security and safety. Deepwater will enable the Coast Guard to maintain a credible presence in key maritime regions to deter potential threats to U.S. sovereignty. It will provide the nation with the best maritime security capabilities possible, and dramatically improve our ability to carry out the numerous military, law-enforcement, search-and-rescue, and other missions assigned to the Coast Guard.

Deepwater will ensure that the Coast Guard, and our nation, will be able to continue to deploy the best and most cost-effective force of its type in the world--a force that is military, multimission, maritime, and mobile.

The Coast Guard's predecessors in the Revenue Marine answered the call more than 200 years ago when the Congress charged them to "... defend the sea coast and repel any hostility." The Integrated Deepwater System will give the Coast Guard of today and tomorrow the means to continue that proud tradition. *

Maritime Domain Awareness: The Deepwater C4ISR Contribution

* Shared tracks and real-time data streams.
* On-line intelligence.
* Robust and seamless connectivity and continuous coordination.
* Stand-alone capability.
* Supplemented by active and passive sensors.
* Expanded areas of surveillance and
detection.
* Improved communications with all agencies and with merchant shipping.

Deepwater's Increased Operational Capacity

Deepwater's modern force of cutters, patrol boats, fixed-wing aircraft, helicopters, and unmanned aerial vehicles will substantially improve the Coast Guard's capacity and productivity in key ways:

* The conversions of patrol boats will provide 525 additional operational hours annually for each boat in the 49-vessel Island class.
* A new "fast-response" cutter will provide more than 1,000 additional operational hours annually for each hull than is possible with current 110-foot patrol boats.
* The proposed aircraft recapitalization solution will deliver 80 percent more flight hours annually than be achieved by current legacy platforms.
* The national security cutters, with their embarked multimission helicopters and VUAVs, will provide more than three times the surveillance capacity of today's legacy assets.

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