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The U.S. Submarine Force Today
Operational Demands Grow as Numbers Fall

 

Rear Adm. Malcolm I. Fages serves in the Office of the Chief of Naval Operations as director of the Submarine Warfare Division. He is responsible for submarine-warfare requirements and serves as the resource sponsor for submarines and the Integrated Undersea Surveillance System. He brings considerable command, joint-duty, and operational experience to his Pentagon duties. He commanded the U.S. Atlantic Fleet's fast-attack submarines as commander, Submarine Group Two, from 1996 to 1998.

Previously, as the director for international negotiations on the Joint Staff, his portfolio included nuclear and conventional arms-control issues, weapons-technology control, and policy matters involving the former Soviet Union. His assignment as the chief of staff for the nuclear-powered aircraft carrier USS Theodore Roosevelt battle group from 1993 to 1995 was highlighted by operations in the European, Atlantic, and Central Commands' geographical areas of responsibility. In earlier assignments Fages commanded three submarines and the Nuclear Field "A" School, and also served as the deputy commander for Submarine Squadron Four.

Commissioned in 1968 through the NROTC program at Auburn University with a degree in mechanical engineering, Fages received a master of political science degree and was graduated with highest honors from the University of Central Florida in 1990.
  

  

Editor in Chief James D. Hessman and Senior Editor Gordon I. Peterson interviewed Rear Adm. Malcolm I. Fages for this issue of Sea Power.

SEA POWER: Mindful of operational-security limitations, could you give our readers a rough idea of where the Navy's submarine force is operating around the world as we meet for this interview?

FAGES: Today [14 May] we are operating in all theaters--with about 12 submarines forward-deployed. We are operating in the European theater in support of Kosovo operations [Operation Allied Force]--where, within the Adriatic, our submarines are launching about 25 percent of the Tomahawk missiles in that conflict. We are operating in the Central Command [Southwest Asia]. We also have submarines operating in the Western Pacific--in fact, because the Navy has had to pull an aircraft carrier [USS Kitty Hawk] out of the Western Pacific to cover other missions, our submarines are keeping a close eye on what's going on in that part of the world. We also have submarines doing independent operations--intelligence, surveillance, and reconnaissance [ISR] missions. We are engaged with our allies, and we are conducting antisubmarine-warfare [ASW] exercises.

Last week, CNN reported on a submarine [USS Hawkbill] from the North Pole during a scientific expedition. We also have a submarine that is participating in counterdrug operations for the Southern Command. So, we are all over the world!

We understand that the number of submarine ISR missions has doubled from Cold War levels, yet the Navy will have only 50 attack submarines by 2003. How do you plan to cope with this imbalance between operational requirements and force structure?

FAGES: We basically became asset-limited when our force structure fell below 72 [attack] submarines. Innumerable studies have assessed how many submarines we need to perform assigned missions. The fleet commanders in chief [CINCs] have validated a requirement for 72 SSNs. Today, we are at 58. And, in fact, there are some things we are not doing. We have had to pull submarines out of major joint [multiple U.S. forces] NATO exercises. In order to respond to contingencies, we have had to say "no" to some intelligence-collection missions. We are having to back off significantly from our commitment to Arctic operations and to counterdrug operations.

The intelligence community must now reprioritize submarine mission requests. In general, the only intelligence-collection missions that come to the submarine force are those for which there is not another national-collection capability to achieve the desired end. Our inability to satisfy these demands due to insufficient available assets has national implications. The thing that we have decided not to do--absolutely--is to make up for the reduction in submarine numbers by piling an increase on to our crews in deployment length or by reducing the time between deployments to unacceptable levels.

Just as with the rest of the Navy, regardless of how heavily tasked we are in peacetime, we abide by the CNO's [chief of naval operations'] requirement to have a suitable time between deployments and time in homeport. We have had to reprioritize and say "no" in a number of areas where we really wish we could say "yes."

Is it fair to say that the Navy's attack-submarine force level should be higher than what the QDR [quadrennial defense review] recommended?

FAGES: Yes. A Joint Chiefs of Staff [JCS] study is underway now evaluating attack-submarine requirements in the 2015 and 2025 time frames. This study was mandated by the QDR. The Quadrennial Defense Review force level of 50 attack submarines was not cast in stone and was, essentially, budget-based--not requirements-driven.

I can't tell you what the final outcome is going to be because the study is a work in progress, but I can tell you with a high degree of optimism that the number is going to come in significantly higher than 50. The study will be completed this summer. An element of that study is affordability and, of course, affordability is the wild card.

Without prejudging the study, what are some of the options that you may consider to respond to the need for more attack submarines?

FAGES: Service-life extension [for currently commissioned submarines] is one that we have already started to address. One of the great concerns we have had with the Virginia class [new attack submarine] is that, when one looked at the acquisition profile starting in 2008, it had to go up to three [submarines delivered] a year to maintain our attack-submarine force levels. Between 2008 and 2015, we were going to have five years in which we had to acquire three a year just to remain at 50 attack submarines. Frankly, we did not think that was affordable, given the Navy SCN [shipbuilding and conversion Navy] budget. So we have been looking at ways to maintain a force structure of at least 50 attack submarines without having to acquire more than the two [Virginia-class submarines] per year, which we think is achievable and affordable.

We have concluded that we can extend the service life on some of the improved Los Angeles-class ships that have sufficient fuel by paying very, very close attention to [nuclear] fuel management. The service lives for selected submarines can be extended to 33 years, and there are enough ships in that category to allow us to maintain a force structure of 50 [attack submarines] but not have to build more than two [Virginia-class submarines] a year. But, of course, that doesn't get to the question you are asking: How do we get to the higher number?

We are currently downsizing our force structure to achieve a level of 50 attack submarines as mandated by the QDR. We have eight Los Angeles-class submarines that will be inactivated before they reach the end of their projected service lives. These ships could be refueled instead of inactivated. Another opportunity for increasing our force structure is through SSGN [nuclear-powered guided-missile submarine] conversions.

If the decision were made to convert four Trident SSBNs [nuclear-powered fleet ballistic missile submarines] that are not required for their strategic mission to SSGNs, we could achieve a force level of 62.

Two SSGNs, each with two crews, enable "heel-to-toe" [continuous] forward presence. With four SSGNs, each with two crews, we can forward-deploy two submarines continuously [a 2.0 presence]. Nine single-crewed submarines are normally required to achieve a 2.0 forward presence. So, with 58 attack submarines and four SSGNs you really get more presence than you would with just 62 attack submarines. The SSGN does not give you all the mission capabilities of the attack submarine, so the number is a bit of a hybrid--but it is certainly within the realm of the "doable" to achieve higher numbers without having to break the Navy SCN budget to do it.

Given your concerns for affordability and force structure, have you reconsidered the diesel-electric submarine for the low end of Navy requirements? Is quantity not also a quality?

FAGES: There have been some significant developments in the conventional diesel-electric submarine. The Germans are now building submarines that will have a 30-day submerged capability using air-independent propulsion. The question is asked often, and we go back and reexamine it ourselves. We feel that for the missions that our Navy and our submarine forces are called upon to do--to traverse two great oceans and to be forward-engaged around the world--a diesel submarine simply does not make sense for the United States.

Time and again, with the low numbers in today's force structure, we roll [reassign] submarines from theater to theater to cover gaps--and we do that at high speeds. Take USS Miami [the Los Angeles-class nuclear-powered attack submarine]. She was involved in strike operations [Operation Desert Fox] in December, when she unloaded her [Tomahawk cruise-missile] inventory against Iraqi targets. She left CENTCOM's [U.S. Central Command's] theater by way of the Suez Canal in order to cover targets in Kosovo for EUCOM [U.S. European Command]. We reloaded her from a submarine tender in Italy, and then she went off and launched [Tomahawks] against Yugoslavia [Operation Allied Force] in March. The ability to move a ship quickly and covertly over great distances from CENTCOM to EUCOM is just not possible with a diesel submarine.

And, of course, many of our allies have a diesel-electric capability, correct?

FAGES: That's right, and we work closely with them. We train against them so we have the ability to maintain our own ASW expertise against quiet diesel submarines.

What tactical and operational innovations does the submarine force display in these day-to-day missions?

FAGES: A number of the enhancements and modernizations in our submarines take advantage of the latest developments in computer processing and new technology. Perhaps the best example is in the area of sonar modernization. We are completely modernizing all attack and ballistic-missile submarines with commercial-off-the-shelf systems rather than legacy sonar systems. More acoustic processing power is resident on one submarine with this new system than exists currently in the legacy systems on all submarines in the fleet! This order of magnitude enhancement will give us incredible potential for signals processing.

We also are working on technology to enable Network Centric Warfare as it involves submarines--network-centric ASW. We are working with our other platform sponsors [i.e., OPNAV program and resource sponsors] to develop common tools to allow us to share the tactical picture and exploit the operational environment more effectively.

We are developing the capability to do very precise mapping of the ocean bottoms--particularly in littoral areas--so that we can do mine reconnaissance and develop the best locations for laying underwater-sensor systems and conducting amphibious landings. We will have this capability on our ships soon. The system will take a very high-resolution picture of the [ocean's] bottom and then translate that into an image that can be shared with the rest of the battle group in real time for use tactically.

The submarine's past limitation in the C4I [command, control, communications, computers, and information] arena was the long pole in the tent as it relates to Network Centric Warfare doctrine. Are you comfortable with progress in this area?

FAGES: Yes. We think that we have swallowed that elephant now. We have a program in place, the investments have been made, and the equipment is starting to be delivered so that, starting in fiscal year 2001, all of our submarines that are deploying with the [aircraft carrier] battle groups will have full wideband [communications] capability. We will be able to transmit and receive in the EHF [extremely high frequency] spectrum. In essence, we will be "fully connected" with the battle group.

Are new electric-drive propulsion systems in store for the submarine force?

FAGES: Electric drive offers exceptional improvements from both a propulsion and systems perspective. The propulsion plant itself will be able to be a much simpler design, so affordability increases as acquisition and life-cycle costs are reduced. We are absolutely convinced of that. We will have even greater acoustic stealth with quieter electric-drive propulsion. Perhaps the greatest leverage will come from the additional electrical power that would be available on demand to support future generations of very sophisticated payloads and off-board sensors.

Can you elaborate on your planning for unmanned undersea vehicles?

FAGES: We have a very robust development program now for unmanned undersea vehicles. We are looking at a near-term mine reconnaissance system, a long-term mine reconnaissance system, and mission-reconfigurable unmanned undersea vehicles that will be capable of employing a broad array of sensor suites.

Looking forward, how do you see the submarine's undersea-warfare missions evolving in the 21st century?

FAGES: One of the principal roles for the submarine in the next century will be in battlespace preparation--both in the intelligence-gathering area and in the ability to operate in an area in which an adversary has employed a robust antiaccess strategy using submarines, mines, ballistic missiles, cruise missiles, and weapons of mass destruction, to name a few.

Against these asymmetric threats, the submarine--by virtue of its stealth and endurance--is invulnerable. The submarine will enter early into a hostile battlespace because it is able to deal with those kinds of threats--it is able to launch weapons covertly with no notice against enemy coastal and air defenses. This will enable the follow-on flow of less stealthy forces for the true power-projection role that naval forces are designed so well to do.

The submarine force has always had a reputation for having top-quality Sailors. Are you experiencing retention problems similar to the Navy's other warfare specialties? If so, won't you encounter a greater manning challenge if your force structure grows again to more than 50 submarines?

FAGES: We have no silver bullet. We have our share of difficulties with junior-officer retention and accessions, but I think we have rounded the corner. Our nuclear submarine-officer accession percentages have risen substantially in the past two years. Our junior-officer retention is several percentage points below where we would like it to be, but it certainly is in a range that is manageable. We can further improve our officer retention with increased financial compensation. I'm optimistic that we will get the authorization we need to do that.

I think one thing that is helping now is a renewed sense of mission amongst our submariners. In the early part of the 1990s, when the Soviet threat went away, we struggled for a while. We are clearly past that now, and our submariners understand how important their mission is today. They see that in deployment after deployment they are being called upon to answer the nation's call. That is a very positive thing.

On the enlisted side, we have rounded the corner in meeting nuclear-field accession and retention goals. Not surprisingly, the areas in which we are having the most difficulty keeping our submarine Sailors are in the electronic and computer fields.

Another key to the retention of officer and enlisted personnel is reducing interdeployment training-cycle requirements. My experience has been that our Sailors and officers enjoy going to sea and deploying--that is why they joined up. When home, they do not enjoy coming to work when it is dark and going home when it is dark--and not being able to spend their days fruitfully because we are lacking something needed to get the job done efficiently. So the focus on inter-deployment training is absolutely correct.

Turning to building programs, the Seawolf-class attack submarine appears to be on track with regard to cost, schedule, and performance--correct?

FAGES: That's correct. We are well within the cost cap for the program, and the submarine's performance has been exceptional. The SSN 21 [USS Seawolf, lead ship in the class] is in its post-shakedown availability period right now. The Connecticut is enjoying marvelous success, and the Jimmy Carter is on schedule. We are very happy with them.

And is the Virginia class also balancing affordability with warfighting capabilities?

FAGES: Yes. We are now bending steel on the second ship of the first four that have been approved. The first ship is the Virginia; the second ship is the Texas. Those ships are far ahead of where we were at the same point in new construction with the Seawolf program. The Virginia-class acoustic stealth will be equal to Seawolf's acoustic stealth and will have greater nonacoustic stealth. It has been specifically designed and optimized for operations in the littorals. We are building a ship that equals or exceeds the capabilities of its preceding class at about 25­30 percent less cost.

Have you been able to satisfy your critics with regard to future technology insertion? That was a controversial area in the past.

FAGES: There was some controversy last year and the year before, but we have the commitment of the Department of Navy and the Department of Defense to maintain the level of investment in our program that we need for advanced submarine-technology insertion. We have been successful in portraying that commitment to the appropriate committees in the Congress, and they continually look closely at that--as they should. I am cautiously optimistic that the controversy is a thing of the past. We are on the right track with our advanced technology-insertion program.

The fleet ballistic-missile submarine force is still a critical leg in the U.S. strategic triad; how is it shaping up these days?

FAGES: The Trident submarine continues to perform magnificently. Today we have 18 SSBNs. Under the nuclear posture review, we will go to a force of 14 ballistic-missile submarines--all equipped with the Trident II missile system. They will be deployed both in the Atlantic and Pacific Oceans. To reach the 14-ship all-Trident II force, we will be converting four of the Trident I-equipped ships to the Trident II system. The first two of those conversions will occur in fiscal years 2000 and 2001, and the other two conversions will occur in fiscal years 2005 and 2006. For the four Trident submarines that we will either inactivate or convert to a cruise missile variant, the first two will come out of service in fiscal year 2003, and two will come out of service in fiscal year 2004.

We have recently completed studies that have confirmed that we can extend the service life of our Trident submarines to 42 years from 30 years--which is very significant for us because this will preclude the need to recapitalize the ballistic-missile submarine in the foreseeable future. At about the 20-year point, these submarines will be refueled, and then they will have essentially another 20 years of life.

Similarly, if we are able to establish the SSGN as a program, then in fiscal year 2003 and fiscal year 2004 we would be able to refuel and convert those four ships with 20 years of life remaining as cruise-missile and special-operations-force submarines.

In order to take advantage of a 42-year total service life, we are looking at a life-extension program for the Trident II missile. That investigation is now in its infancy. We recently completed the 85th consecutive successful launch of a Trident II missile from one of our ballistic-missile submarines. It is an incredibly successful program--perhaps the most successful program in the Department of Defense.

By way of conclusion, how would you describe the present outlook and priorities for the submarine force?

FAGES: We are very optimistic about the future. The demand for submarine services continues to grow--there is almost an insatiable demand from the warfighting CINCs. My concern is maintaining an adequate force structure to be able to meet the missions that the nation calls upon us to do. The thing that continues to amaze me as I ride submarines and talk to submariners is the quality of the people who both operate and support our ships. I cannot imagine a higher quality group of men and women in the country than we have in the submarine force, and it is a real honor to be part of that group.

 



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