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Under the Sea--At the Top of the World
Scicex-99: "A Triumph of the Human Spirit"

By GORDON I. PETERSON and DAVID E. WERNER

Gordon I. Peterson is the senior editor of Sea Power. Lt. Cdr. David E. Werner is the public affairs officer for the Submarine Force, U.S. Pacific Fleet.



O
ne week after departing her homeport of Pearl Harbor, Hawaii, on 18 March 1999, the Sturgeon-class nuclear-powered attack submarine USS Hawkbill transited the Aleutian Islands and dove beneath the ice of the central Bering Sea during a final and historic eight-week mission of Arctic research. Ahead, the daunting navigational hazards of the Bering Strait and the Chukchi Sea awaited the USS Hawkbill's commanding officer, Cdr. Robert H. Perry, his 124-man crew, and a small embarked team of civilian scientists. SCICEX-99, the fifth and final Navy-civilian Submarine Arctic Science Expedition, was underway.

Perry's initial destination was a small temporary camp located approximately 1,000 miles beyond the Bering Sea on Arctic drift ice 150 miles north of Point Barrow, Alaska--the so-called APLIS, or Applied Physics Laboratory Ice Station. There, support personnel from the Navy's Arctic Submarine Laboratory and civilian scientists awaited the submarine's arrival and the opportunity to embark additional researchers.

The 1999 expedition marked Hawkbill's second cruise in support of a five-year collaborative research and data-collection program sponsored by the Navy's submarine community, the Office of Naval Research (ONR), and the National Science Foundation. The 292-foot submarine also had participated in the highly successful SCICEX-98 the previous summer. Perry, a 1981 graduate of the U.S. Naval Academy, also was in command for that expedition.

Wealth in Three Dimensions

A veteran of several previous Arctic voyages, the Hawkbill had been specially outfitted for the 1998 expedition with new sensors and systems that dramatically increased her ability to operate safely under ice, map the Arctic seabed, and collect scientific data and samples. A new Seafloor Characterization and Mapping Pods (SCAMP) system enabled the Hawkbill to record an unprecedented amount of three-dimensional bathymetric data about the Arctic Ocean while the ship's profiler collected subbottom traces up to 200 meters below the sea floor. As the expedition unfolded, SCAMP provided a wealth of significant information to research scientists about the origin, formation, and composition of the Arctic seabed.

A detailed, nine-phase science plan guided the Hawkbill for data-collection operations throughout the cruise. Most of the scientific tests and experiments planned for SCICEX-99 entailed an examination of the Arctic Ocean's geophysical, chemical, and biological properties. Scientists also were keenly interested in updating their knowledge of, and data related to, ocean warming in the Arctic region--a growing concern.

During their submerged transit to the Arctic Ocean, the Hawkbill's crew faced the challenging conditions of an Arctic winter--similar to those found on the submarine's initial polar cruise 26 years ago. Since the nuclear-powered USS Nautilus made the first submerged transpolar crossing in 1958, U.S. submarines have infrequently transited the comparatively shallow passages north of the Bering Sea in late winter when they are covered by ice. The first to do so, USS Sargo, was damaged in a collision with the ice in the Chukchi Sea in 1960--narrowly averting contact with the bottom and possible disaster.

As the Hawkbill made good on her northerly track at five knots, the ice overhead formed into clusters of small floes aligned in strips several hundred yards wide. These floes compressed rapidly into solid pack ice with an average thickness of six feet. The remaining transit to the APLIS was, in Perry's words, "a real challenge" for the entire crew.

The Hawkbill cruise was unusual in another respect. The submarine carried an urn containing the cremated remains of Dr. Waldo K. Lyon--a Navy civilian scientist for 55 years, champion of Arctic submarine operations, and the founder and longtime director of the Navy's San Diego-based Arctic Submarine Laboratory. Lyon's family had requested the Navy to transport his ashes to the Arctic for burial at sea. Coincidentally, he had deployed on the Hawkbill in 1973 during the ship's first Arctic cruise.

"A White-Knuckle Experience"

As the Hawkbill slowly progressed further north, the water shoaled quickly to an average depth of only 160 feet. Operating conditions also were complicated by the thick mantle of ice overhead. Several times, indications of massive ice ridges 800 or so yards ahead--sometimes extending to a depth of 100 feet--would suddenly appear on the submarine's forward-looking ice-finding sonar.

Perry ordered his submarine, usually cruising at a depth of about 125 feet, to hug the ocean floor a scant 20 to 30 feet off the bottom. With the submarine measuring 52 feet between the bottom of her hull and the top of her sail, there were times when the ice cover would pass as close as 20 feet overhead--or closer. Conditions worsened in the Chukchi Sea as walls of ice blocked the submarine's path--requiring expert undersea navigation, constant maneuvering, and a light touch on all controls.

Hawkbill crewmen later described the transit as "a real white-knuckle experience." Many of them said it was the most difficult shiphandling challenge they had ever faced--one that, to complete safely, required everyone on watch to perform flawlessly minute by minute--for days on end. Lt. Rick J. Stoner of York, Pa., the ship's navigator and operations officer, expressed the views of many when he said, "There was no room for error on anyone's part."

Four watch sections rotated duties throughout the transit. In main control, the officer of the deck, junior officer of the deck, diving officer of the watch, and navigator received expert assistance from Jeffrey L. Gossett and W. Randy Ray. Gossett, the Arctic Submarine Laboratory's head of operations and a veteran of 21 under-ice cruises, had embarked with Ray to serve as ice pilots during the submarine's Arctic deployment. Their counsel, honed through years of experience in the Arctic's remote and unfamiliar reaches, was invaluable.

Variations (caused by fresh water) in the Arctic Ocean's water density and in unusual temperature differences at different depths affected maneuverability as the Hawkbill sought to maintain neutral buoyancy. The seasoned chief petty officers serving on each watch section as "chief of the watch" assisted ship-control efforts by maintaining the ship at neutral buoyancy despite the many variations affecting her trim.

For the ship's ice-finding sonar to work properly--and to avoid grounding below or colliding with the ice above--it was necessary to maintain depth within one foot and with "zero angle" on the boat. There could be no deviation in the submarine's horizontal plane as it glided slowly beneath the ice. The young enlisted helmsmen and planesmen had to hold the submarine precisely on depth throughout frequent and sometimes radical maneuvers both to avoid ice ridges and to locate passages through or around them. "The crew handled the whole evolution very calmly and professionally to maintain focus--it was a total team effort for eight days," Perry told Sea Power.

Talent, Teamwork, and Training

As the submarine progressed carefully and steadily north, the officer of the deck concentrated on ice-avoidance sonar readings--giving the helmsman frequent orders to weave the boat through a maze of "ice keels"--massive, jagged ridges that extend randomly, and at greatly varying depths, below the ice. The Hawkbill's navigation team plotted the boat's position meticulously along her sometimes circuitous path as the diving officer of the watch carefully monitored the depth of water beneath the keel. From the time the submarine submerged in the Bering Sea on 25 March until her surfacing at the APLIS ice station, there was no opportunity for the team to obtain a navigational fix.

As always in such operations, the submarine's sonar technicians served as the "eyes and ears" of the ship. Throughout the transit, the Hawkbill's OD-161 Topsounder high-frequency sonar was operated continuously to measure ice draft--the depth below sea level to which the ice extends. Readings were recorded electronically on the ship's Digital Ice Profiling System and on hard-copy analog rolls. A petty officer constantly monitored the readings of the overhead ice features so that, in the event of an emergency, the submarine could surface immediately either in open water or through thin ice.

Navigation and the ability to handle the ship safely were further complicated in the Chukchi Sea by the paucity of data in the nautical charts issued to the Hawkbill at the beginning of the cruise. Unlike other areas of the world ocean, there has been no comprehensive oceanographic mapping of the polar basin. Surprises were unavoidable. "The chart indicated a nice, flat bottom at 200 fathoms," Stoner related, "but as we were going over that area it fell off to 1,300 fathoms--a very deep valley that did not ... [show] on our chart!" Such valuable observations and measurements, recorded by the Hawkbill's SCAMP system, will be used to update nautical charts of the region.

Despite these and other challenges, the Hawkbill arrived at her ice station rendezvous a full day ahead of schedule. Her early arrival allowed the APLIS scientists to embark immediately for additional valuable research. Months of training--at sea and in classrooms ashore--had prepared the Hawkbill's crew for the adventure and challenge of the Arctic under-ice transit to APLIS. Smooth teamwork and leadership at every level also played a key role, Perry said. Chief Sonarman Clint D. MacLaren of Lancaster, Pa., noted that he had five new men in his division of 15 Sailors. "These are five new guys who never deployed before," he said, "but they are really hard workers--we had a lot of studying and qualifications to get in--and they gave 110 percent."

For Lt. Cdr. Michael G. Badorf, of Lititz, Pa., teamwork also was paramount during his duty as officer of the deck. "When it really comes down to it," he asserted, "it was getting the watch teams together, knowing what was going on, and just working together--talking all the time and having a lot of confidence in each other."

Master Chief Electrician's Mate Gary Olivi, of Orlando, Fla.--the submarine's "chief of the boat"--was equally impressed by the performance he observed. "The absolute professionalism and calm way the crew handled the ship will always stand out in my mind," he said.

The Hawkbill's commanding officer also offered high praise for his men. "I have never been so proud of any crew, and their efforts have proved what a well-trained submarine crew can accomplish," Perry said. "They functioned as such a team I can't believe it--as far as I am concerned, they are all true American heroes," said the Aiea, Hawaii, resident.

Ice Camp Lyon: Safety and Survival

Once clear of the Bering Strait and the Chukchi Sea's perilous ice ridges, the Hawkbill started implementing the expedition's science plan during the transit to an ice station that had been established by the staff of the Navy's Arctic Submarine Laboratory (ASL) and the Applied Physics Laboratory of the University of Washington (APL-UW). Capt. Jeffrey A. Fischbeck, ASL's director and the officer in tactical command for SCICEX-99, headed up operations from this small collection of heated tents and prefabricated plywood shelters--named Ice Camp Lyon in honor of the distinguished Navy scientist. ASL supports the fleet as the Navy's center of excellence for submarine-related Arctic operations, development support, and technical expertise.

Ice Camp Lyon served as both an on-ice research center and the logistics hub supporting the Hawkbill and the civilian-scientific community during the submarine's first four phases of the science plan. The Navy has operated ice camps for more than 20 years in support of Arctic research, but the SCICEX-99 station, which facilitated much of the important research carried out during the expedition, was the first one built in five years. Fischbeck said the decision to establish the camp also provided valuable experience to his staff of 16 uniformed and civilian personnel. "The camp provides important training, and it sharpens the skills of people who have done it in the past--as well as develops the skills of people who have not done it before," he said.

Safety and survival guidelines were repeatedly emphasized to all personnel during the course of ice-camp operations. With temperatures averaging 20 to 30 degrees Fahrenheit below zero, there was high risk of frostbite when gusting winds lowered temperatures to the equivalent of 50 to 70 degrees be-low zero--temperatures in which unprotected flesh can freeze in less than 30 seconds. A two-person "buddy rule" was mandated for excursions on the ice, and an armed safety escort accompanied all scientific parties beyond the camp's perimeter--as a precaution against polar bears.

The ice camp provided the Navy and civilian scientists with additional flexibility and opportunities during the 1999 expedition. Scientific specialists rotated aboard the Hawkbill on several occasions--greatly increasing the scope of scientific research. Four discrete Arctic scientific-research and experimentation projects also were conducted at the ice station that would not otherwise have been possible.

One significant experiment, the Arctic Climate Observations Using Underwater Sound, involved the measurement of underwater sound to observe the temperature structure of the Arctic Ocean from a 20-Hz. signal transmitted by an autonomous source installed by Russian scientists working near Franz Josef Land in October 1998. Dr. Peter N. Mikhalevsky, principal investigator of the project and the ice camp's science director, measured the Arctic Ocean's average temperature along the signal's 2,800-kilometer propagation path.

Breaking the Ice for Science

Aided by images from her upward-looking video display, the Hawkbill was guided by ice-camp personnel to an area of thinner ice approximately 400 yards from Ice Camp Lyon. Accompanied by the prolonged groans and cracking of breaking ice, the submarine's black-steel sail rose slowly and majestically from beneath the surface on 3 April--shattering the frozen stillness of the Arctic landscape. Ice was quickly cut and shoveled away from the submarine's after hatch to permit Dr. Margo Edwards, a geologist from the University of Hawaii who served as the expedition's chief scientist, and her team of scientists to embark for a week's survey of the Chukchi Cap region.

An elaborate schedule of scientific research and data-gathering was planned for the remainder of the Hawkbill's Arctic expedition. The primary objectives involved mapping of the Arctic Ocean floor, analyses of ancient plate boundaries and other geophysical aspects of the Lomonosov Ridge, measurement of carbon compounds and nutrients in waters off Alaska's north coast, and mapping of the Arctic Ocean's climatology to measure ocean warming.

According to the Navy, "Scientific understanding of the Arctic Ocean bottom lags that of the rest of the world by about 40 years." Through her participation in two SCICEX expeditions, the Hawkbill has helped immeasurably to remedy this lack of knowledge. In addition to the submarine's near-constant water sampling during under-ice operations, SCAMP provided researchers with graphic representations of the sea floor along a track up to four miles wide on either side of the submarine. The 1999 expedition found evidence that a large ice sheet had covered and eroded shallow areas in the Arctic Basin approximately 10,000 years ago. "That was very exciting," said Edwards.

Many scientists were especially interested in data related to ocean warming. The polar oceans are home to one of the prime processes governing the earth's climate--processes critical to ocean circulation worldwide and to the regulation of earth's weather patterns. During the past decade, the Arctic has changed significantly. Current estimates are that the mass of Arctic ice has decreased by 20 percent, the near-surface sea-water temperature in the central Arctic Basin has increased by over 1 degree Centigrade, and ocean salinity has decreased by nearly one percent.

Thomas F. Albert, the senior scientist with Alaska's North Slope Borough's Department of Wildlife Management, told Sea Power that sea ice did not fully form on the waters north of Point Barrow in 1998 until the middle of December--three months later than residents of the northernmost point in the United States could remember.

On 3 May, following a highly detailed geophysical survey of the Lomonosov Ridge, Perry surfaced the Hawkbill at the North Pole--the last U.S. submarine that will do so during the 20th century. Complying with the Lyon family's wishes, the crew of the Hawkbill conducted a solemn burial-at-sea ceremony to honor the world-renowned scientist. His ashes were laid to rest in the Arctic region that he had labored a lifetime to understand. Following a short progress report by hand-held satellite telephone to Chief of Naval Operations Adm. Jay L. Johnson at the Pentagon, Perry ordered, "Dive!"

The Hawkbill again slipped beneath the Arctic surface. Ahead, two weeks of SCICEX-99 research remained before the submarine would depart from beneath the Arctic ice and transit into the Norwegian Sea--the submarine's first venture into the Atlantic Ocean in her 28-year commissioned history. Following well-deserved port visits in England and Florida, the Hawkbill continued her homeward-bound voyage to Pearl Harbor via the Panama Canal--and the conclusion of an epic and historic final cruise.

"An Explosion of Information"

The Hawkbill's unique capabilities and accomplishments as an undersea-research platform were repeatedly extolled by SCICEX researchers and senior Navy officials. In the past, Arctic research was conducted from icebreakers, on aircraft, or at Arctic ice camps, and was therefore considerably limited in scope. But nuclear-powered submarines can operate autonomously anywhere in the Arctic Basin that depth permits. Their speed, stability, and inherent silence make them ideal scientific-research instruments. "The capabilities of nuclear-powered submarines have enabled an exponential increase in scientific knowledge about the Arctic Ocean reaped through SCICEX," concluded Rear Adm. Paul G. Gaffney, the chief of naval research.

"I cannot overstate the importance of Navy submarines for this type of research--it has been a tremendous boon for Arctic science," Mikhalevsky said. "Over the past five years we have been able to cross the entire Arctic Ocean along the same path to record and observe changes in the properties of the Arctic's water mass--including observations of large temperature increases at a depth of 200 to 700 meters."

Mikhalevsky, corporate vice president of Science Applications International Corporation, said that these changes were not known prior to the SCICEX expeditions, and that their discovery has stimulated new efforts to determine their relationship to global climatic change and/or natural oscillations in the Arctic Ocean.

Rear Adm. Malcolm I. Fages, director of the Submarine Warfare Division in the Office of the Chief of Naval Operations, was similarly impressed. "Although it is still extremely early to start claiming results, a few accomplishments are very exciting," he said. He said that the Hawkbill's mapping survey of the Northwind Rise was completed in unprecedented detail, and that acoustic experimentation carried out during the expedition showed unambiguous evidence of continued warming of the Arctic Ocean. Whether such warming is a periodic, cyclical pattern--or part of a long-term trend with profoundly adverse implications for the global environment--remains the focus of ongoing scientific research around the world.

Edwards also was emphatic in describing the scientific achievements of SCICEX-99. "We have increased what we know about the bottom of the Arctic Ocean by two or three orders of magnitude--literally. It is just an explosion of information compared to what we had before," she asserted. In her judgment, years of work will be required to analyze and assess the results of the five SCICEX expeditions.

End of an Era

The Hawkbill's climactic Arctic expedition marks both the end of an era and the closing of a historic chapter in the Navy's cooperative efforts with the civilian scientific and academic communities. According to Rear Adm. Albert H. Konetzni Jr., commander of the U.S. Pacific Fleet's Submarine Force, the Navy's series of cooperative undersea scientific expeditions with civilian researchers has come to an end for the foreseeable future--primarily because there are so few submarines now available for such missions. "We have gone from as many as 96 submarines in 1990 to a projected 50 submarines by the year 2003. Planners are already being asked which valid missions the remaining submarines can fulfill and which missions will go unfulfilled," Konetzni said.

Fages sees a high possibility for continued Navy collaboration with the civilian scientific community, however. While a submarine cruise specifically dedicated to scientific research does not seem likely for some time to come, data collection on submarine platforms will be conducted as opportunities present themselves. "Information and scientific-research samples would be provided to field experts for analysis upon the submarine's return to port," Fages said.

ONR also will continue to support Arctic research. Dr. Dennis Conlon, ONR's program manager for SCICEX-99, emphasized that it is only the SCICEX collaborative Navy-civilian program that has ended, but that ONR (and other Navy offices and agencies) will continue making important contributions to Arctic research through a number of other programs. "We must work hard to know exactly what kind of a future the Arctic holds," Conlon said, "because the effects are worldwide--and dramatic."

In Arctic Passages, his enthralling account of 20 years of Arctic research and exploration, archeologist John Bockstoce stated that anyone who has ever ventured into the Arctic will bear its indelible tincture, however vivid or faint, for the rest of his or her life. The crew of the Hawkbill now joins the long line of Navy men and women who have had that unique and unforgettable experience. The impact of their Arctic sojourn will be felt for decades to come.

 



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